16th Apr 18 Private Wealth Management London
Private Wealth Management
Chairman
Edouard Bassil
Baringa Partners

City of London Club, 19 Old Broad Street, London EC2N 1DS (map)

2 for 2.15pm to 4pm, followed by drinks
Discussion Topics

• MiFID II
-- conflicts of interest
-- inducements
-- product governance and target market
• Market abuse: FCA visits
• Vulnerable clients
• Email & call monitoring
• GDPR
• Next meeting: feature topic

 

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