6th Jul 20 Private Wealth Management Zoom Call
Private Wealth Management
Chairman
Louise Stanway
Ruffer LLP

This meeting has been switched to a Zoom video conference call

2.30pm
Discussion Topics

• Coronavirus impact
• Diversity
• Pre-trade cost disclosures
• FCA prudential discussion paper
• T&C: product permissions
• Suitability: periodic KYC refresh
• FCA interaction
• Other points

 
8th Jul 20 Financial Crime Zoom Call
Financial Crime (AM/IM/WM)
Chairman
Jamie Spring
KPMG

This meeting has been switched to a Zoom video conference call

2.30pm
Discussion Topics

• Coronavirus impact
• KYC refresh: future money movements
• Fraudulent payment requests
• FCA activities
• Current threats
• Other issues

 
13th Jul 20 Complaints Handling Zoom Call
Complaints Handling
Chairman
Gareth Menton
Equiniti Charter

This meeting has been switched to a Zoom video conference call

2.30pm
Discussion Topics

• Coronavirus impact
• Vulnerable customers
• BI insurance
• FOS interaction
• Digital landscape
• Other points

 
7th Sep 20 Private Wealth Management London
Private Wealth Management
Howden Group Offices, One Creechurch Place, London, EC3A 5AF (map)

3 for 3.15 to 5pm, followed by drinks
Discussion Topics


 
9th Sep 20 Financial Crime London
Financial Crime (AM/IM/WM)
City of London Club, 19 Old Broad Street, London EC2N 1DS (map)

2 for 2.15pm to 4pm, followed by drinks
Discussion Topics


 
21st Sep 20 Complaints Handling London
Complaints Handling
Allianz Offices, 60 Gracechurch Street, London EC3V 0HR (map)

2 for 2.15 to 4pm, followed by drinks
Discussion Topics


 
12th Oct 20 Private Wealth Management London
Private Wealth Management
Howden Group Offices, One Creechurch Place, London, EC3A 5AF (map)

3 for 3.15pm to 5pm, followed by drinks
Discussion Topics


 
14th Oct 20 Financial Crime London
Financial Crime (AM/IM/WM)
City of London Club, 19 Old Broad Street, London EC2N 1DS (map)

2 for 2.15pm to 4pm, followed by drinks
Discussion Topics


 
9th Nov 20 Private Wealth Management London
Private Wealth Management
Howden Group Offices, One Creechurch Place, London, EC3A 5AF (map)

3 for 3.15pm to 5pm, followed by drinks
Discussion Topics


 
11th Nov 20 Financial Crime London
Financial Crime (AM/IM/WM)
City of London Club, 19 Old Broad Street, London EC2N 1DS (map)

2 for 2.15pm to 4pm, followed by drinks
Discussion Topics


 
16th Nov 20 Complaints Handling London
Complaints Handling
Allianz Offices, 60 Gracechurch Street, London EC3V 0HR (map)

2 for 2.15pm to 4pm, followed by drinks
Discussion Topics


 
9th Dec 20 Financial Crime London
Financial Crime (AM/IM/WM)
City of London Club, 19 Old Broad Street, London EC2N 1DS (map)

2 for 2.15pm to 4pm, followed by drinks
Discussion Topics


 

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